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Alberto Neira & Silver Oak Leasing

Mr. Neira recommended investments in Silver Oak Leasing to 14 customers and he did this without full disclosure to his firm LPL financial, this action is in violation of FINRA rule 2010.2. This unscrupulous activity occurred from Feb 2002 through January 2011. LPL financial did not properly monitor the activities of Mr. Neira during his tenure as a registered broker. FINRA has barred Mr Neira from the finance industry, for failing to respond to their request regarding the $2 million in investments made by 14 LPL clients to Silver Oak Leasing. This act of mismanagement and fraud is a serious legal issue that is under investigation with our firm. We also have reason to believe that this broker was responsible for committing fraud in excess of $4.5 million against a Maureen Sloan of Newport Beach, CA. Mr. Neira apparently used a fraudulent auto-financing scheme on Ms. Sloan. Alberto Neira was terminated by LPL in January 2011 for failing to disclose his involvement with Silver Oak Leasing and for the recommendations to purchase of stock or promissory notes. If you were involved Mr Neira or Silver Oak Leasing please contact us to explore your options.

Client Reviews
Working with Joe was an absolute pleasure considering the unfortunate situation I was dealing with! He’s very knowledgeable and easy to communicate with. He kept me informed in all aspects of my case in a timely manner. Whenever I contacted him with a question he responded quickly. His expertise came through for me! I would highly recommend him! Joanne
I hired Joe and his firm Stoltmann Law office to represent me in a case where my investment guy had lost a substantial amount of money in my account. He invested in some very speculative energy stocks which should not have been in my portfolio due to my request for a very conservative investment portfolio. I was very impressed and satisfied with the representation and negotiations on my behalf by Joe and Stoltmann Law offices and I would definitely recommend them to anyone who would be in need of a very fine firm. Anonymous
Never having a need to file suit against anyone, let alone a major multi-national brokerage firm, I was at a loss to find a legal firm to assist me. After much searching, I found Stoltmann Law Offices, PC. They were very diligent and professional in the handling of my case and I am glad that I retained their services. I would definitely refer them to anyone seeking similar help. Donald F.