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Andrew Stuart Asset Management & Capital Solutions

The Securities Arbitration Law Firm of Stoltmann Law announced today that it is investigating potential claims against FINRA broker-dealer Andrew Rosenberg and Stuart Horowitz, DBA Andrew Stuart Asset Management and NFP Securities, Inc. Our firm is investigating sales of the Hennessey Financial Monthly Income Fund, LP and Hennessey Fund (now known as) Capital Solutions. Capital Solutions apparently raised equity with mezzanine real estate financing. Mezzanine financing is defined as a debt capital that gives the lender the rights to convert to an ownership or equity interest in the company if the loan is not paid back in time and in full.

Andrew Rosenberg and Stuart Horowitz sold investments in Capital Solutions to customers in Coral Springs, Florida. Allegedly NFP Securities employees represented to investors that Capital Solutions was a safe investment and that paid annual returns of greater than 10%. Broker-Dealers at Capital Solutions may have misrepresented the safety of this investment product. Brokerage firms like NFP Securities , Inc. have a duty to reasonably supervise the activities of their financial advisors. Firms must perform due diligence on investments recommended to clients. Failure to do so can make the brokerage firm liable for the investor losses sustained. To learn about legal choices for recovering securities fraud losses in the Hennessey Financial Monthly Income Fund, LP n/k/a Capital Solutions through FINRA arbitration on a contingency fee basis, please call our law firm for a free evaluation.

Client Reviews
★★★★★
Working with Joe was an absolute pleasure considering the unfortunate situation I was dealing with! He’s very knowledgeable and easy to communicate with. He kept me informed in all aspects of my case in a timely manner. Whenever I contacted him with a question he responded quickly. His expertise came through for me! I would highly recommend him! Joanne
★★★★★
I hired Joe and his firm Stoltmann Law office to represent me in a case where my investment guy had lost a substantial amount of money in my account. He invested in some very speculative energy stocks which should not have been in my portfolio due to my request for a very conservative investment portfolio. I was very impressed and satisfied with the representation and negotiations on my behalf by Joe and Stoltmann Law offices and I would definitely recommend them to anyone who would be in need of a very fine firm. Anonymous
★★★★★
Never having a need to file suit against anyone, let alone a major multi-national brokerage firm, I was at a loss to find a legal firm to assist me. After much searching, I found Stoltmann Law Offices, PC. They were very diligent and professional in the handling of my case and I am glad that I retained their services. I would definitely refer them to anyone seeking similar help. Donald F.