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First Allied Securities

In 2010, First Allied Securities paid a nearly $2 million settlement with the Securities and Exchange Commission (SEC) for failing to supervise a broker who engaged in fraudulent trading activities. Clients were unaware of the First Allied Securities fraud that involved their accounts.

We continue to examine the circumstances of those unauthorized transactions by the San Diego-based firm. If you lost money investing with the broker-dealer and would like to explore a First Allied Securities lawsuit or arbitration, set up a no-obligation consultation with one of our attorneys.

Client Reviews
Alex is a very aggressive and hardworking attorney. Alex settled my Illinois Wage Payment and Collection Act case for double the amount my prior attorney asked for when the lawsuit was originally filed. I highly recommend Alex Loftus for any unpaid wage or commission claims. David R.
Alexander is a very detailed , highly educated attorney. Alexander represented me in a breach of Fiduciary and breach of contract case with a bank. Great job, great recommendations from Alexander on what to do and how to react to their nonsense and lies. we won the cases. Alexander really takes the time to make sure everything is done correctly and within the law. Mike M.
Attorney Loftus is prompt and highly skilled. I am an artist and he was swift to protect my professional work portfolio and contract with his knowledge of copyright law. Attorney Loftus is bold, professional and compassionate. Amber V.