Justia Lawyer Rating
Super Lawyers
AVVO - Joseph Robert Top Attorney
Avvo Reviews - Joseph Robert
AVVO - Alexander Nicholas Top Attorney
Avvo Reviews - Alexander Nicholas

First Allied Securities

In 2010, First Allied Securities paid a nearly $2 million settlement with the Securities and Exchange Commission (SEC) for failing to supervise a broker who engaged in fraudulent trading activities. Clients were unaware of the First Allied Securities fraud that involved their accounts.

We continue to examine the circumstances of those unauthorized transactions by the San Diego-based firm. If you lost money investing with the broker-dealer and would like to explore a First Allied Securities lawsuit or arbitration, set up a no-obligation consultation with one of our attorneys.

Client Reviews
★★★★★
Working with Joe was an absolute pleasure considering the unfortunate situation I was dealing with! He’s very knowledgeable and easy to communicate with. He kept me informed in all aspects of my case in a timely manner. Whenever I contacted him with a question he responded quickly. His expertise came through for me! I would highly recommend him! Joanne
★★★★★
I hired Joe and his firm Stoltmann Law office to represent me in a case where my investment guy had lost a substantial amount of money in my account. He invested in some very speculative energy stocks which should not have been in my portfolio due to my request for a very conservative investment portfolio. I was very impressed and satisfied with the representation and negotiations on my behalf by Joe and Stoltmann Law offices and I would definitely recommend them to anyone who would be in need of a very fine firm. Anonymous
★★★★★
Never having a need to file suit against anyone, let alone a major multi-national brokerage firm, I was at a loss to find a legal firm to assist me. After much searching, I found Stoltmann Law Offices, PC. They were very diligent and professional in the handling of my case and I am glad that I retained their services. I would definitely refer them to anyone seeking similar help. Donald F.