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Investment Loss Recovery Options for Keith Pasternak

Did you sustain investment losses with Keith Pasternak, formerly of Sagepoint Financial? If so, those losses might be recoverable against Sagepoint Financial. In late 2013, Pasternak was suspended from the securities industry for 12 months. He consented to a finding by FINRA Enforcement, the main regulator for the securities industry, that he told a customer that he was a victim of identity theft and asked the customer to loan him money so he could “straighten out his finances.” The findings stated that the customer agreed to loan him the money and Pasternak borrowed a total of $9,000 from the customer. None of the loans were documented. While affiliated with Sagepoint, the firm was obligated to supervise his activities in the securities industry. Failure to do so could make Sagepoint liable for any customer losses. To learn more about ALL legal options, including lawsuits and FINRA arbitration claims, please call our law firm in Chicago, Illinois.

Client Reviews
Working with Joe was an absolute pleasure considering the unfortunate situation I was dealing with! He’s very knowledgeable and easy to communicate with. He kept me informed in all aspects of my case in a timely manner. Whenever I contacted him with a question he responded quickly. His expertise came through for me! I would highly recommend him! Joanne
I hired Joe and his firm Stoltmann Law office to represent me in a case where my investment guy had lost a substantial amount of money in my account. He invested in some very speculative energy stocks which should not have been in my portfolio due to my request for a very conservative investment portfolio. I was very impressed and satisfied with the representation and negotiations on my behalf by Joe and Stoltmann Law offices and I would definitely recommend them to anyone who would be in need of a very fine firm. Anonymous
Never having a need to file suit against anyone, let alone a major multi-national brokerage firm, I was at a loss to find a legal firm to assist me. After much searching, I found Stoltmann Law Offices, PC. They were very diligent and professional in the handling of my case and I am glad that I retained their services. I would definitely refer them to anyone seeking similar help. Donald F.