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Smith Barney Class Action

Our lawyers have come across several examples of Smith Barney fraud in recent years. We continue to pursue Smith Barney lawsuits and arbitration claims when appropriate.

In 2010, a former Smith Barney financial advisor admitted to making an unauthorized $3.25 million transfer from a client’s account into an offshore bank account. He falsified documents to trigger the transfer and lied to the client about where the money was sent in order to cover up the fraud.

The previous year, in 2009, Smith Barney agreed to reimburse mostly elderly clients who had more than $800,000 bilked from their accounts by a Smith Barney employee who forged signatures to transfer funds from customer accounts.

If you have a possible Smith Barney arbitration claim or lawsuit, contact one of our Smith Barney attorneys for a no-obligation consultation.

Client Reviews
Alex is a very aggressive and hardworking attorney. Alex settled my Illinois Wage Payment and Collection Act case for double the amount my prior attorney asked for when the lawsuit was originally filed. I highly recommend Alex Loftus for any unpaid wage or commission claims. David R.
Alexander is a very detailed , highly educated attorney. Alexander represented me in a breach of Fiduciary and breach of contract case with a bank. Great job, great recommendations from Alexander on what to do and how to react to their nonsense and lies. we won the cases. Alexander really takes the time to make sure everything is done correctly and within the law. Mike M.
Attorney Loftus is prompt and highly skilled. I am an artist and he was swift to protect my professional work portfolio and contract with his knowledge of copyright law. Attorney Loftus is bold, professional and compassionate. Amber V.